Investment Services2 CPD h
Deciphering EMIR: A Comprehensive Guide
This course provides an in-depth examination of the European Market Infrastructure Regulation (EMIR) , the EU’s cornerstone legislation introduced…
View coursePractice area
Investment services
MiFID II, IFR/IFD and PRIIPs obligations for investment firms and the certified people inside them.
18
Courses
68
CPD hours
€20
Per hour
Self-cert.
Structured CPD
01
What this area covers
Mapped to the obligations it teaches, honestly.
The obligations, not just the topic.
The largest area in the catalogue. Courses cover the conduct and market obligations under MiFID II and MiFIR, the prudential regime for investment firms under IFR/IFD, and the retail-disclosure duties under PRIIPs and the Key Information Document — the day-to-day obligations of firms providing investment services and their certified persons.
Frameworks in this area
- MiFID II / MiFIRconduct & marketsCore obligations taught
- IFR/IFDprudential regimeCore obligations taught
- PRIIPs / KIDdisclosureCore obligations taught
Core obligations taught
Addressed in part
An instrument is marked only where a course teaches obligations under it.
02
18 investment services courses.
Filter the live catalogue below.
Investment Services2 CPD h
Empowering Investors: Navigating MiFID II's Protection Landscape
This course provides a detailed overview of investor protection under the Markets in Financial Instruments Directive II (MiFID II) , one of the EU’…
View courseInvestment Services2 CPD h
Introduction to MiFID II
This course provides a comprehensive exploration of the Markets in Financial Instruments Directive II (MiFID II) , one of the most significant regu…
View courseInvestment Services2 CPD h
Introduction to Record-Keeping
This course provides a comprehensive examination of record-keeping and communication monitoring obligations under MiFID II , a cornerstone of EU fi…
View courseInvestment Services4 CPD h
Key Compliance Requirements and Risk Management Practices for CIFs
This course provides an in-depth overview of the compliance framework and risk management obligations applicable to Cypriot Investment Firms (CIFs)…
View courseInvestment Services2 CPD h
Navigating Best Execution Under MiFID II
This course provides a comprehensive exploration of Best Execution under MiFID II , one of the cornerstone obligations in European financial regula…
View courseInvestment Services4 CPD h
Navigating Market Abuse Regulation: A Comprehensive Guide
This course provides an in-depth guide to the Market Abuse Regulation (MAR) , the EU’s framework designed to preserve fairness, transparency, and i…
View courseInvestment Services2 CPD h
Navigating MiFID II - Internal Audit
This course provides a comprehensive overview of the role of internal audit in the context of MiFID II , the European Union’s wide-ranging directiv…
View courseInvestment Services5 CPD h
Navigating the Compliance Maze: A Guide to Raising Awareness [Webinar]
This webinar addresses the importance of fostering compliance awareness across organisations. It explores how complex regulatory environments can c…
View courseInvestment Services2 CPD h
Product Governance and Oversight under MiFID II
This course provides a detailed overview of Product Governance and Oversight under MiFID II , the European Union’s regulatory framework that reshap…
View courseInvestment Services2 CPD h
Transaction Reporting under MIFIR
This course provides a comprehensive guide to transaction reporting under the Markets in Financial Instruments Regulation (MiFIR) , which came into…
View courseInvestment Services2 CPD h
Unbundling Inducements and Research Under MiFID II
This course provides a detailed examination of Inducements and Research Unbundling under MiFID II , one of the most transformative regulatory chang…
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